ADVISING CROWDFUNDING SERVICE PROVIDER (Q3 2021)
Advising a crowdfunding service provider with regard to the upcoming EU Crowdfunding Regulation.
ASSISTING ASSET MANAGER WITH OBTAINING MIFID LICENSE (Q2 2021)
Assisting a Dutch innovative asset manager with obtaining its MiFID license, allowing it to provide discretionary investment management services and to receive and transmit orders in financial instruments.
ASSISTING FUND MANAGER WITH OBTAINING MIFID TOP-UP (Q1 2021)
Assisting a Dutch fund manager with obtaining an extension of its AIFMD-license with three MiFID investment services, being: discretionary asset management, investment advice and the reception and transmission of orders in financial instruments.